Webinar: How to Create SEC-Compliant Testimonials for Advisors
When: On Demand
Who: WealthPlan Group || Brian Thorp || Diana Cabrices
About the Event
Referrals are the lifeblood of the financial advisor industry, but it was only in 2022 that testimonials were formally permitted for use by the SEC. When done well, these testimonials are potent assets to use in your marketing. The challenge? There is a strict (yet not always clear) set of rules advisors need to follow. To add to the challenge, many advisors rushed to capitalize on the new allowance and ran afoul of the SEC.
They are coming to share their deep knowledge of the SEC’s requirements for testimonials, including how to ethically collect, display, and leverage your testimonials for your marketing.
If you want to tell your clients’ stories safely and effectively, this event is for you. This event is open to financial advisors and their support staff. (Invite your marketing personnel!) If you aren’t able to make the live recording, all registrants will get a copy of the event recording as well as any supporting resources.